Fryette's principles and how to name a spinal dysfunction
Fryette's principles describe how rotation and sidebending travel together in the spine, and they are how OMM names a spinal dysfunction. Principle I (Type I): in neutral, sidebending and rotation go to opposite sides, across a group of segments. Principle II (Type II): in flexion or extension, they go to the same side, at a single segment. Principle III: moving a segment in one plane changes how much it can move in the other two. Principles I and II describe the thoracic and lumbar spine; Principle III applies to the whole spine, neck included.
The three principles
| Type I | Type II | |
|---|---|---|
| Position | Neutral (no strong flexion or extension preference) | Flexed or extended |
| Sidebending and rotation | Opposite sides | Same side |
| Usual scope | A group of segments | One segment |
| Rotation goes toward | The convexity of the curve | The side of sidebending |
| Example | T5-T9 N SL RR | T6 F RR SR |
Principle III: introducing motion in one plane modifies motion in the others. Flex a segment and its sidebending and rotation change. This is why diagnosis compares neutral, flexion and extension, and why treatment positions combine planes.
How a dysfunction is named
- A dysfunction is named for its position of ease: the directions the segment moves into freely, not the directions it is restricted.
- It describes the upper vertebra relative to the one below.
- Rotation is named for where the front of the vertebral body faces. Rotated right means the body turns right, so the right transverse process moves back.
- Notation: F, E or N (flexed, extended, neutral), plus R with the rotation side and S with the sidebending side. T6 F RR SR is T6 flexed, rotated right and sidebent right. Type II segments are usually written rotation first (F RR SR) and Type I groups sidebending first (N SL RR); the order does not change the meaning.
Reading the vertebra
- The posterior transverse process is the rotation side. Right TP back means rotated right.
- In the simplified model the spinous process points opposite to the body's rotation: rotated right, spinous process to the left.
- Translation tests sidebending. Pushing a segment to the right (right translation) creates left sidebending. If right translation is restricted, left sidebending is restricted, and the segment prefers to sidebend right.
- Always test motion as well as position. A congenitally asymmetric vertebra or a bent spinous process can look rotated without being dysfunctional.
Tripositional diagnosis
- Find the posterior transverse process in neutral. That gives the rotation.
- Flex the patient and recheck. Then extend and recheck.
- If the TPs become level in flexion and worse in extension, the segment is flexed. If they level in extension and worsen in flexion, it is extended. Name it Type II: sidebending goes with rotation.
- If the asymmetry stays the same in all three positions across several segments, it is a neutral group. Name it Type I: sidebending goes opposite rotation.
| What you find | Diagnosis |
|---|---|
| Right TP of T6 posterior; level in flexion, worse in extension | T6 F RR SR |
| Right TP of T6 posterior; level in extension, worse in flexion | T6 E RR SR |
| Left TP of L2 posterior; level in flexion, worse in extension | L2 F RL SL |
| Right TPs posterior from T5 to T9; no change with flexion or extension | T5-T9 N SL RR |
A posterior TP that only shows up in extension does not prove flexion on its own; read the whole comparison.
Practice naming
- Left transverse process of T4 posterior in neutral
- The T4 asymmetry disappears in flexion
- In extension, the T4 asymmetry gets worse
Groups and curves
A group dysfunction is a curve. A curve that is convex to the right is sidebent left and rotated right: N SL RR. A curve convex to the left is N SR RL.
- Group treatment usually targets the apex of the curve.
- A Type II segment can sit inside a group curve, but it does not have to be at every apex.
Treatment follows from the name
Once you have the name, both treatment directions are fixed:
- Direct techniques take the segment to its barrier: the opposite of every part of the name. For T6 F RR SR, that is extension, left rotation and left sidebending.
- Indirect techniques take it into ease: flexion, right rotation and right sidebending for the same segment.
The thoracic rule of threes
The thoracic spinous processes slope down, so a spinous process does not sit at the level of its own transverse processes. This palpation rule estimates where it is:
| Vertebrae | Spinous process tip sits at |
|---|---|
| T1-T3 | Its own transverse processes |
| T4-T6 | Halfway between its own and the next vertebra's transverse processes |
| T7-T9 | The next vertebra's transverse processes |
| T10 | Like T7-T9: one level down |
| T11 | Like T4-T6: half a level down |
| T12 | Like T1-T3: its own level |
Individual anatomy varies; this is a surface estimate.
Facet orientation
| Region | Superior facets face | Memory hook |
|---|---|---|
| Cervical | Backward, upward and medially | BUM |
| Thoracic | Backward, upward and laterally | BUL |
| Lumbar | Backward and medially | BM |
The inferior facets face the opposite way. Orientation changes gradually between levels, and the lumbosacral facets are more coronal than the upper lumbar ones. Thoracic rotation is relatively free; extension is limited by the rib cage and posterior elements.
Where the rules change
Exams emphasize the transition zones: OA, C7-T1, T12-L1 and L5-S1. Mechanics change at each one, and dysfunction often collects there. C2-C7 couple sidebending and rotation to the same side regardless of position, and OA and AA have their own patterns.
Frequently asked
What is the difference between Type I and Type II somatic dysfunction?
Type I is neutral, involves a group of segments, and has sidebending and rotation to opposite sides (for example T5-T9 N SL RR). Type II is flexed or extended, usually involves one segment, and has sidebending and rotation to the same side (for example T6 F RR SR).
Does Fryette's first principle apply to the cervical spine?
No. Principles I and II describe the thoracic and lumbar spine; only Principle III applies to the neck as well. C2-C7 rotate and sidebend to the same side, OA rotates and sidebends to opposite sides, and AA mainly rotates.
How do you know if a segment is flexed or extended?
Compare the posterior transverse process in neutral, flexion and extension. If the asymmetry goes away in flexion, the segment is flexed; if it goes away in extension, it is extended. If it does not change across a group of segments, it is neutral.
Which way does the spinous process point when a vertebra rotates right?
To the left. The vertebral body turns right, the right transverse process moves back, and the spinous process swings left.
What is the rule of threes?
A palpation estimate for thoracic spinous processes: T1-T3 sit at their own transverse process level, T4-T6 halfway down to the next level, and T7-T9 a full level down. T10 behaves like T7-T9, T11 like T4-T6 and T12 like T1-T3.
Read next
- The cervical spine: OA, AA and C2-C7FoundersOA, AA and C2-C7 mechanics, how to test them, and the safety rules around the neck.
- OMT technique classesFoundersHow each technique is classified, set up and contraindicated, with the physiology boards ask.
- Spinal conditions: spondylolisthesis, scoliosis and leg lengthFoundersThe spondylo- words, Meyerding grades, cauda equina, Cobb cutoffs, and heel lift rules.